For companies
Run 506(b) and 506(c) placements under your own brand with accreditation verification, multi-document e-signature and a live view of every subscription.
RegD
Regulation D issuance, private and precise
Our RegD solutions offer unparalleled compliance management, investor transparency and data security for 506(b) and 506(c) offerings — with direct tool comparisons so you can find the optimal fit.
- Accreditation verification workflows
- Bad actor and background checks
- Private-label investor experience
- Custodial and escrow integrations
The full lifecycle of your raise
Pre-raise, during-raise and post-raise — one platform, one record, every stakeholder.
Pre-Raise
In preparation for a capital raise, various stakeholders — auditors, lawyers, consultants, broker-dealers, payment providers and escrow banks — are typically involved. The time-consuming process of duplicating information and coordinating communication among these parties often goes unnoticed as a significant expense.
Built for companies, lawyers and auditors
For lawyers
Permissioned DealRoom access to subscription documents, side letters and corporate records, with attestations captured against each investor record.
For auditors
Cap table, payments and verification evidence sit on one immutable record, so year-end confirmations no longer require chasing four separate providers.
Issuance and pricing comparison
Choosing business software is crucial. Kore simplifies the process with direct tool comparisons, assisting in finding the optimal fit for your specific requirements.
Please note that the comparisons provided herein are based on the current state of information available at the time of publication and are subject to change without prior notice. Please contact the respective service providers for the most up-to-date information.
| Key technology & platform features | Kore | Key benefits |
|---|---|---|
| Core technology & platform | ||
| API issuance infrastructure end to end | Exclusive | Seamless integration and customization so you can create and manage your own technology on a compliant regulatory framework, keeping the company 100% compliant. |
| BYOP-enabled | Exclusive | Build Your Own Product. Modular components and building blocks to build or customize inside your existing online environment (Kore.Builders). |
| Permissioned blockchain | Exclusive | KoreChain facilitates a regulated, compliant process at lower cost, with efficiency, transparency and privacy. |
| Digital securities smart contract — tokenization | Exclusive | Permissioned blockchain facilitates a regulated compliant process at lower costs, with efficiency and transparency. |
| Custodial services | Included | House investors' accounts securely within a custodial account under the street name. |
| RegD • Pre-Raise | ||
| DealRoom — issuers, brokers, legal, auditors, marketers, QB | Exclusive | DealRoom significantly reduces the time needed for intermediaries during pre-raise preparation and prevents expensive filing-related errors, reducing issuer costs. It also provides complete visibility into the investor application process with real-time broker-dealer status updates. |
| Cap table | Included, no fee | Manage all your securities — shares, options, warrants, debentures, SAFE, SAFT — at no additional cost. |
| Portfolio set up for current shareholders | Included, no fee | A single place for shareholders to view, transfer and trade the securities in your company. |
| KoreTransfer USA — digital securities transfer agent | Exclusive | A private label or API connection lets shareholders view their holdings directly on your company's domain, with no need to navigate away. |
| RegD • During-Raise | ||
| Private label — end to end | Exclusive | Greater control and stronger investor relationships: private label invest button, investor access, transfer agent and SMTP email integration, seamlessly connected to your brand. |
| Private label issuance | Included | "No-hijack" resident invest button. A native Invest button rather than a redirect minimises investor abandonment and concerns about alias hacking. |
| Branded email + SMTP | Included | Enhance trust with emails originating from your own domain or your FINRA broker-dealer. |
| KorePixel — integrated investor lifecycle analytics | Exclusive | Consolidates and examines investor interaction data from first engagement and research through investment decisions, post-issuance activity and secondary trading — better decisions, risk management and optimisation. |
| Investor dashboard | Included | Private label dashboard for investors to track investment status in your company and re-invest with one click. |
| Issuer dashboard raise monitoring | Included | A comprehensive view of the investor application journey — suitability, KYC and ID verification, payment processing and closing into your cap table. |
| Investor application (KYC: ID verification / AML checks) | Included | Kore's proprietary architecture offers an affordable, flexible multi-signature framework with enhanced adaptability for online digital documents. |
| Multi-document + multi-eSignature | Included | A transparent and auditable framework for your company and your FINRA broker-dealers when reporting to FINRA or the SEC. |
| Regulatory attestations | Included | Regulatory attestations contribute a transparent, auditable framework for your company and your FINRA broker-dealers. |
| KoreID — end to end investor management | Exclusive | KoreID tagging across the application process with payment rails and escrow bank integration eliminates manual reconciliation, cutting costs, expediting rolling closes and re-investments, and mitigating fraudulent-investor risk for issuers, banks and payment providers. |
| Customized private label investment scripts | Included | The optional RESTful API investment script gives your application process enhanced flexibility. |
| Compliance Desk | Exclusive | A platform tailored for FINRA broker-dealers ensuring compliance with FINRA 17a-4. Linked with LexisNexis, escrow, payment rails, bad actor and investor verification, plus multi-broker functionality for co-listing. |
| KoreConnector: CRM API integration | Exclusive | A "no-code" technology connecting you to leading CRM applications via API: Klaviyo, HubSpot, ActiveCampaign, Close.io, MailChimp and more. |
| KoreConnector: social media integration | Exclusive | A "no-code" technology connecting you to leading social platforms via API and GTM: Facebook, LinkedIn, X, Instagram, TikTok, Bing and more. |
| Reinvest | Exclusive | Facilitates reinvestment by investors without having to re-enter personal data. |
| Mobile app | Exclusive | A true mobile experience on iOS and Android, enabling investors to invest in your company and manage their investments. |
| Source flow, abandoned application flow | Exclusive | Abandoned applications aren't lost opportunities — understanding where investors disengage lets you retarget and encourage them to resume. |
| KoreID Verified | Exclusive | KoreID Verified protects investors by giving them trust that the offering is legitimate and fully compliant with the SEC and FINRA. |
| KoreReach (external — no charge marketing) | ||
| Platform co-listing services ID tracking | Exclusive | KoreID via KoreChain facilitates joint management of prospective investors by multiple broker-dealers, financial institutions and marketing intermediaries — expanding investor reach while ensuring compliance. |
| Intro-Act | Exclusive | Institution and family office free listing service. |
| Spark.Exchange | Exclusive | Free directory listing service. |
| Spark Market listing | Exclusive | A regulated co-listing platform to access investors for your offering. |
| RegD • Post-Raise (ongoing investor relations) | ||
| Shareholder communications | Yes | Keep building your community and keep it engaged, with a built-in CRM to manage your shareholders. |
| Cap table management direct | Yes | Manage all your securities — shares, options, warrants, debentures, SAFE, SAFT — with no additional cost. |
| eVoting / town hall planning | Yes | Shareholder engagement is an essential governance requirement; eVoting drives participation and engagement. |
| SEC transfer agent, fully integrated | Yes | Have your book of records managed by SEC-registered transfer agent KoreTransfer USA LLC, bringing confidence to all stakeholders. |
| Mobile app | Yes | Mobile-KoreID enables current shareholders to view their investment, receive reports, news releases and messages, and instantly re-invest when an offering is open. |
| ATS secondary trading | Yes | Provides secondary trading options across multiple ATS providers. |
| Order Management System (OMS) | Yes | Create your own trading marketplace for shareholders and integrate with the ATS of your choice while retaining order management on your platform. |
| Blue registration secondary | Yes | KoreID tagging with payment rails and escrow bank integration eliminates manual reconciliation, expediting rolling closes and re-investments and mitigating fraudulent-investor risk. |
| Listing National Securities Manual | Yes | TradeCheck lists your company in the National Securities Manual so shareholders can trade compliantly on your OMS or another secondary ATS. |
| Full lifecycle end-to-end ID tagged (KoreID) | Exclusive | KoreID tagging from the onset of the application process, with payment rails and escrow bank integration, eliminates manual reconciliation and expedites rolling closes. |
Do you want to learn more?
See the complete tables for our issuance and pricing comparison.
Ready to run your RegD offering on Kore?
Talk to our team about your raise, your counsel and your auditors — we will map the workflow end to end.
Book a call